XLS《NLR》

Year2014(upto30December2014) , StockCode , CompanyNameattimeoflisting(excludeChapter20cases) , DateofProspectus(dd/mm/yy) , DateofListing(dd/mm/yy) , Sponsor(s) , ReportingAccountants , Valuer(s) , FundsRaised(HK$) , IPOSubscriptionPrice(HK$) ,

1 ,

1385 , 上海复旦微电子集团股份有限公司-H股 , N/A ,

41647 , N/A , Ernst&

Young , N/A , N/A-TransferofListingfromGEMtoMainBoard , N/A-TransferofListingfromGEMtoMainBoard ,

2 ,

1353 , 福建诺奇股份有限公司-H股 ,

41638 ,

41648 , CCBInternationalCapitalLimited , Ernst&

Young , JonesLangLaSalleCorporateAppraisalandAdvisoryLimited ,

31950000 , 2.

13000122070313 , (a)

310541220 , 2.13000122070313 , (b)

3 ,

1439 , 中华包装控股发展有限公司 ,

41635 ,

41652 , OrientalPatronAsiaLimited , HLBHodgsonImpeyChengLimited , GrantShermanAppraisalLimited ,

51000000 , 0.510000305175781 , (a)

51000000 , 0.510000305175781 , (b)

4 ,

1247 , 米格国际控股有限公司 ,

41639 ,

41654 , CCBInternationalCapitalLimited/ChinaGalaxyInternationalSecurities(HongKong)Co.,Limited , KPMG , N/A ,

182400000 , 2.28 , (a)

237120000 , 2.28 , (b)

5 ,

3332 , 南京中生联合股份有限公司-H股 ,

41639 ,

41654 , BOCOMInternational(Asia)Limited , BDOLimited , BMIAppraisalsLimited ,

203800000 ,

2 , (a)

250316000 ,

2 , (b)

6 ,

1513 , 丽珠医药集团股份有限公司-H股 ,

41653 ,

41655 , GuosenSecurities(HK)CapitalCompanyLimited , RuihuaCertifiedPublicAccountants(LLP) , N/A , N/A-ByIntroduction , N/A-ByIntroduction ,

7 ,

1738 , 飞尚无烟煤资源有限公司 ,

41639 ,

41661 , JefferiesHongKongLimited/NomuraInternational(HongKong)Limited , Ernst&

Young , PeakVisionAppraisalsLimited , N/A-ByIntroduction , N/A-ByIntroduction ,

8 ,

2080 , MagnumEntertainmentGroupHoldingsLimited ,

41652 ,

41662 , AngloChineseCorporateFinance,Limited , KPMG , N/A ,

63000000 , 1.5 , (a)

81900000 , 1.5 , (b)

9 ,

2226 , 老恒和酿造有限公司 ,

41655 ,

41667 , MacquarieCapitalSecuritiesLimited , Ernst&

Young , DTZDebenhamTieLeungLimited ,

446875000 , 7.1500048828125 , (a)

580937500 , 7.1500048828125 , (b)

10 ,

2638 , 港灯电力投资与港灯电力投资有限公司-SS ,

41655 ,

41668 , GoldmanSachs(Asia)L.L.C./HSBCCorporateFinance(HongKong)Limited , KPMG , N/A ,

1206330250 , 5.4500048828125 , (a)

22920274750 , 5.4500048828125 , (b)

11 ,

1622 , 力高地产集团有限公司 ,

41660 ,

41669 , ICBCInternationalCapitalLimited , PricewaterhouseCoopers , SavillsValuationandProfessionalServicesLimited ,

100000000 , 2.5 , (a)

900000000 , 2.5 , (b)

12 ,

2886 , 滨海投资有限公司 , N/A ,

41681 , N/A , PricewaterhouseCoopers , N/A , N/A-TransferofListingfromGEMtoMainBoard , N/A-TransferofListingfromGEMtoMainBoard ,

13 ,

1636 , 中国金属资源利用有限公司 ,

41681 ,

41691 , BNPParibasSecurities(Asia)Limited , KPMG , DTZDebenhamTieLeungLimited ,

209664720 , 1.13 , (a)

496906200 , 1.13 , (b)

14 ,

1340 , 惠生国际控股有限公司 ,

41687 ,

41698 , CindaInternationalCapitalLimited , HLBHodgsonImpeyChengLimited , AssetAppraisalLimited ,

123000000 , 2.05 , (a)

128092200 , 2.05 , (b)

15 ,

6288 , 迅销有限公司-DRS ,

41684 ,

41703 , MorganStanleyAsiaLimited , Ernst&

YoungShinNihonLLC , N/A , N/A-ByIntroduction , N/A-ByIntroduction ,

16 ,

3636 , 保利文化集团股份有限公司-H股 ,