PDF《CITIC SECURITIES BROKERAGE (HK)》

CITIC SECURITIES BROKERAGE (HK) LIMITED 中信证券经纪(香港)有限公司 CITIC SECURITIES FUTURES (HK) LIMITED 中信证券期货(香港)有限公司 GENERAL SERVICE FEES &

TRANSACTION CHARGES 一般服务收费及交易费用 Relevant service fees &

transaction charges will be withdrawn from your accounts on the receipt day of instruction Effective Date:

18 Jun

2019 有关服务收费及交易费用将於指令接收日从阁下账户中支取 生效日期:2019 年6月18 日Hong Kong Securities C Trade-Related Services 香港证券 C 证券交易服务 Brokerage Commission 经纪佣金 0.

25% of transaction amount, minimum HK$100 成交金额之 0.25%, 最低收费港币

100 元Stamp Duty 印花税 0.1% of transaction amount (rounded up to the nearest dollar) 成交金额之 0.1% (不足

1 元亦作

1 元计) Transaction Levy 交易徵费 0.0027% of transaction amount 成交金额之 0.0027% Trading Fee 交易费 0.005% of transaction amount 成交金额之 0.005% Trading Tariff 交易系统使用费 Waived 豁免 Italian Financial Transaction Tax (IFTT) (Collected for Italian Government) (Italian companies with market capitalization of more than Euro 500m and listed in Hong Kong) 代收义大利金融交易税 (义大利政府) (只适用於香港上市的义大利公司) Daily net purchased shares x average purchasing price x tax rate (0.1%) 当日净买入股数 x 当日平均买入价 x 税率(0.1%) Hong Kong Securities C Scrip Handling and Settlement-Related Services 香港证券 C 处理实物股票及交收服务 CCASS Stock Settlement Fee 中央结算系统的股份交收费 Waived 豁免 Physical Scrip Deposit Fee 存入实物股票费 Waived 豁免 Physical Scrip Withdrawal Fee 提取实物股票费 HK$5 per lot (minimum HK$30) 每手港币

5 元 (最低收费港币

30 元) Transfer Deed Stamp Duty 转手纸厘印费 HK$5 per transfer deed 每张转手纸港币

5 元Settlement Instruction Fee (stock deliver out) 交收指示费 (转出股票) 0.01% of market value (based on previous closing price) [minimum HK$11] and handling fee HK$100 per stock 货值(以上日收市价计算)之0.01% [最低收费港币

11 元] 及手续费每只股票港币

100 元Stock Transfer Between Accounts, Stock Receipt/Delivery (e.g. non- Exchange or OTC transactions) [Note 4] 股份转账,股份收取/交付(如非交易所或场外交易) 〔注4〕 Service fee* at 0.25% of stock market value (based on receipt &

delivery day'

s previous closing price), minimum HK$100 服务费* 按股份市值(收取/交付之上日收市价)之0.25%计算 [最低收费港币

100 元] * charge on both receive and deliver sides (if both accounts are maintained with CSBHK) * 收取方及交付方分别收取(如双方户口均开设於中信证券经纪香港) * PRIOR APPROVAL MUST BE OBTAINED 必须取得有效批准 Investor Settlement Instruction Fee 投资者交收指示费 HK$5 per transaction 每项指示港币

5 元Money Settlement Fee : Outward Payments 款项交收费: 对外支帐 Local bank transfer &

Overseas Telegraphic Transfers 本地银行转账 及 海外电汇 According to the currency of the transfer, plus overseas bank charges (if any) 收费根孟钭/电汇之货币收取,另加海外银行收费(如有) AUD 澳元: AUD

25 HKD 港元:HKD

200 CNY 人民币: CNY

150 JPY 日圆: JPY 2,500 EUR 欧罗: EUR

20 SGD 新加坡元:SGD

30 GBP 英镑: GBP

15 USD 美元: USD

25 Money Settlement Fee: Returned Cheque 款项交收费用: 退票 Prime rate + 6% per annum (minimum HK$200) 年息为最优惠利率+6% (最低收费港币