PDF《HKEX Information Services Limited》

HKEX Information Services Limited (A wholly-owned member of the Hong Kong Exchanges and Clearing Limited Group) Data Connectivity &

Support, Market Data Markets Division July

2017 HKEX Orion Market Data Platform (OMD) Securities Market (OMD-C) and Derivatives Market (OMD-D) ( OMD ) WORKFLOW FOR ACQUIRING DIRECT CONNECTION FOR OMD The following checklist aiming to facilitate your preparation for the OMD on-boarding activities is for your reference.

Phase

1 Checklist Items Recommended Timing Reference Materials License Application &

Feed Enrollment Submit License and Datafeed Application Forms (A1 C A3 / E1 C E3) to HKEX - License and Datafeed Application Forms Determine the OMD application solution a.Independent Software Vendor (ISV)'

s application (Go to Phase 2a);

or b.Self-developed application conducting OMD Readiness Test (Go to Phase 2b) ;

or c. Self-developed application choosing not to conduct OMD Readiness Test* (Go to Phase 2c) - * Only applicable to clients applying for end-user license and Retransmission Username (RTS ID) will not be assigned in the production HKEX Information Services Limited (A wholly-owned member of the Hong Kong Exchanges and Clearing Limited Group) Data Connectivity &

Support, Market Data Markets Division July

2017 Phase 2a Checklist Items Recommended Timing Reference Materials Declaration of using ISV'

s Application Contact the appointed ISV At least

2 -

4 weeks prior to production release List of ISVs ISV Web Corner Submit Declaration Form for Software Version (Using ISV'

s Software) to HKEX At least

2 -

4 weeks prior to production release Declaration Form for Software Version (Using ISV'

s Software) ISV Web Corner ? Go to Phase

3 Phase 2b Checklist Items Recommended Timing Reference Materials Client'

s System Development System development according to OMD Technical Documents Prior to OMD On-boarding Tool OMD-C Technical Documents OMD-C Web Corner OMD-D Technical Documents OMD-D Web Corner Internal system testing with the OMD On-boarding Tool Prior to commencement of Readiness Test OMD On-boarding Tool (distributed to clients individually on request basis) Testing Line Installation Submit Declaration Form for Self-Developed Application on Readiness Test Arrangement and OMD Testing Connection Notification Form to HKEX At least

2 -

4 weeks prior to line installation OMD-C Testing Connection Notification Form OMD-C Web Corner OMD-D Testing Connection Notification Form OMD-D Web Corner Contact accredited network carrier / HKEX hosting team for ordering of testing line installation (connecting to OMD test server) At least

2 -

4 weeks prior to line installation SDNet/2 Accredited Vendors Information HKEX Hosting Service Information Receive testing network configuration information from HKEX

1 week prior to line installation Installation of testing lines.

1 -

2 weeks prior to commencement of Readiness Test OMD Readiness Test Reserve OMD Readiness Test environment with HKEX

1 -

2 weeks prior to commencement of Readiness Test Test Service Application Form OMD-C Web Corner OMD-D Web Corner Conduct OMD Readiness Test Subject to Client'

s testing progress OMD-C Readiness Test Documents OMD-C Web Corner OMD-D Readiness Test Documents OMD-D Web Corner Submit Readiness Test Answer Book to HKEX (Compulsory for Information Vendor (IV) and Application Service Provider (ASP) only) Subject to Client'

s testing progress OMD-C Readiness Test Documents OMD-C Web Corner OMD-D Readiness Test Documents OMD-D Web Corner Submit Readiness Test Result Declaration Form to HKEX Subject to Client'