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建设鳞样~发发言?尔智慧 n 为MAN 口ATORY PROVrOENT AUTHORITY Cireular Letter: SU/CTC/2010/002 电话号码 Tel No.

:

2292 1156 传真号码 Fax N o. :

2259 8826 本局档号 Our Ref. :MPF A/S!TR/91/6 (c) & MPF A/S/IO-I/58/2 来函档号 Your Ref.

3 September

2010 To: AII Approved Trustees and MPF Corporate Intermediaries Dear Sir/Madam , Enhaneing Proteetion to MPF Seheme Members - the use ofGifts The Securities and Futures Commission (" SFC匀has published the Consultation Conclusions on Proposals to Enhance Protection for the Investing Public in May

2010 (" Consultation Conclusions"). One of the initiatives to be implemented following the release of the Consultation Conclusions , is to restrict the offering of gifts (except for discount of fees and charges) for the purpose of promoting a specific investment product to investors. The SFC will implement this initiative from

4 September 2010. The Hong Kong Monetary Authority (" HKMA") has also issued requirements restricting the use of gifts where that is likely to divert or mislead investors' focus 企om the proper consideration of the investment product being promoted. The Authority has issued The Code of Conduct for 扎在PF Intermediaries (" Code") to. provide guidance in respect of the minimum standards of conduct applicable to MPF intermediaries. The Code applies to all MPF intermediaries and govems the conduct of MPF business. According to General Principle 1, an MPF intermediary should conduct business honestly , fair1y, in good faith and with integrity at all times. Having regard to the practices implemented by the SFC and HKMA for other types of investment products and the broad scope of General Principle 1, the Authority considers that MPF intermediaries should not use gifts as a way of distracting the attention of members (including prospective members) of MPF schemes from considering the relevant factors when they make important decisions about their MPF accounts or investment thereof. 香港干诺道中

41 号盈价大厦

23 棋23/F, Nexxus Bui1ding,

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